If you are interested in hearing more about investment opportunities from Penn Capital, complete form below.

A member of our team will then contact you to discuss investment opportunities with our company if the company is able to form a reasonable belief that you are an “accredited investor” (as such term is defined under applicable federal and state securities laws).

We encourage accredited investors to register with our site so that we may keep an accurate record of your information and update you with new investment opportunities.

Your information will be kept private and we will not sell or provide your information to anyone!

THIS IS NOT AN OFFER TO SELL SECURITIES. THE PURPOSE OF THIS QUESTIONNAIRE IS TO ESTABLISH A PRE-EXISTING RELATIONSHIP AND TO VERIFY THAT YOU ARE QUALIFIED TO INVEST IF WE HAVE ANY AVAILABLE OFFERINGS IN ACCORDANCE WITH THE LAW. THIS QUESTIONNAIRE IS NOT IN CONTEMPLATION OF ANY SPECIFIC OFFERING.

Accredited investor questionnaires are used to determine whether potential investors meet the suitability requirements of Regulation D of the Securities Act of 1933, which may eliminate the need for the offering or issuance of such securities to be registered with the Securities and Exchange Commission. The document contains questions meant to determine whether a prospective subscriber meets the requirements. A company relies upon the information provided to make the determination of investor suitability for the purpose of offering the company’s securities. Generally, an “accredited investor” is a person whose individual net worth, or joint net worth with that person’s spouse, at the time of his or her purchase exceeds $1,000,000 (excluding the value or his or her residence) or a person who had an individual income in excess of $200,000 in each of the two most recent years or joint income with that person’s spouse in excess of $300,000 in each of those years, and has a reasonable expectation of reaching the same income level in the current year. As an issuer of securities, a company must take reasonable steps to verify if a potential investor can be considered an “accredited investor.” Questions in the document also include basic biographic details such as investor name, date of birth, employer information, and net worth and income questions.